Download Securities Investigations: Internal, Civil and Criminal by Mayer Brown LLP PDF

By Mayer Brown LLP

In the wake of the credits problem and the globalization of trade, investigations of economic associations and firms became much more universal. the recent moment version of Securities Investigations: inner, Civil and felony is a practice-oriented reference for practitioners who want to know not just the newest legislations governing inner, civil, and legal investigations regarding power violation of the securities legislation, but in addition the nuances and sensible suggestions that could merely be shared via legal professionals deeply skilled in such investigations. This arms on treatise is authored by way of a number of criminal experts who've jointly dealt with hundreds and hundreds of securities legislations investigations and court cases, starting from inner investigations of sweet sixteen difficulties pointed out by way of powerful company compliance courses to high-profile legal prosecutions, and compiles their expertise.

You’ll locate thorough and without difficulty actionable assurance starting with an summary of enforcement efforts and reaction options, by means of discussions of proper significant criminal provisions, together with the Securities Act of 1933, the Securities trade Act of 1934, and the Sarbanes-Oxley Act of 2002; an exam of inner investigations, together with SEC, DOJ, and FINRA assistance, and matters below the attorney-client privilege and the paintings product doctrine; a close evaluation of the categories of securities investigations, together with SEC and FINRA investigations, and matters lower than cross-border legislation and the international Corrupt Practices Act; and an in-depth exam of some of the concerns acceptable to all kinds of securities investigations, together with whistleblower defense lower than the Dodd-Frank Wall road Reform and buyer security Act and privateness considerations.

(Practicing legislations Institute, PLI) is the nation’s most desirable supplier of continuous felony schooling. PLI is a number one writer of authoritative criminal references and different details assets and provides greater than three hundred dwell and digital courses nationally.

 

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