Download Principles of Securities Regulation, Revised (Concise by Thomas Hazen PDF

By Thomas Hazen

This identify contains the latest advancements in securities law in an available layout, together with the roles Act. Authoritative assurance comprises the registration method; exemptions; company recapitalizations, reorganizations, and mergers; industry manipulation; liabilities; Securities alternate Act of 1934; jurisdictional features; broker-dealer legislation and an outline of funding corporation rules. This Revised 4th variation updates the 4th variation to incorporate contemporary felony advancements relating to insider buying and selling and SEC administrative lawsuits, in addition to a few editorial revisions.

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